Northwestern University Law Review, Summer 1987, 81 Nw. U.L. Rev. 894

Commonsense Reasoning, Social Change, and the Law

By David E. Van Zandt

Social theories are not of much use unless they advance in some respect our understanding of the social world. In striving for such insights, social theories come in two types. Some attempt to construct admittedly simplified models of social relations from a few specified principles. In using a limited set of principles, such theories risk producing models that are not descriptively comprehensive or even plausible.  In fact, they may only describe and explain a limited region of social behavior.  The payoff for taking this risk, however, is that such models are better able to predict specific patterns and behaviors. Observation of actual social relations can then be used to test those predictions. Through such prediction and observation, these theories provide insights into the operation of actual social relations.

The other type of social theory has a more grandiose aim. Its goal is to provide a complete or comprehensive description and explanation of social relations -- a story -- that is superior to any other explanation. Such theories are often intended to be normative as well as positive; that is, in addition to explaining the world, they suggest how the world should be reconstructed. They strive to describe and explain every facet of social life in order to present a new and attractive view of social relations that will educate the reader.

Obviously, the complexity of social life alone makes the complete achievement of this ambition impossible. Theories of this second type, however, assert that their outlines of the description and explanation are complete and that filling out the theory is a noncontroversial, ministerial task. The measure of the success of such theories is not their preciseness or predictive power, or the specific insights they provide, but rather their overall plausibility or persuasiveness as comprehensive pictures of the social world.

Roberto Unger's Politics is clearly a theory of this latter type.  A magisterial sweep through a vision of a new world that seeks to fulfill human potential and desire, it attempts to blend a positive analysis of society with a normative program for social change. Its purpose is to persuade and prompt.  Because any study of such ambitious scope must of necessity treat numerous difficult issues with extremely broad strokes, it is easy to criticize any number of Unger's propositions for their lack of development, their vagueness, or their arguable inaccuracy.  Moreover, Politics' internal logic may not be as tight as we would wish.

Taken as a whole, however, Politics presents a possible and even attractive story of a better social and political life. Such a theory should be judged by its overall plausibility and persuasiveness, rather than by a standard that requires precise modeling and the generation of falsifiable predictions.  The appropriate question, in my view, is whether Politics presents a view of the world that comports with our present understanding of the way that world operates, while at the same time providing us with new insights into social relations.  I will evaluate Politics using this standard.

I do this by prising out and examining one of the central concepts on which Unger's story rests. That concept is the idea of "formative context." A formative context, Unger's version of social structure, is vaguely and functionally defined as the "set of basic institutional arrangements and shared preconceptions" within which routine or everyday social disputes are waged and settled.  His positive claim about formative contexts is that they vary in their resistance to change. The normative counterpart to this descriptive proposition is that those formative contexts which are more open to change should be preferred. Unger thinks that through this concept, Politics presents a new and more promising version of the traditional social theoretic concept of social structure, a version that in turn provides a blueprint for a better society.

I find that Unger's analysis of formative contexts and the implications of that analysis for understanding social change lack plausibility and provide little insight into social life. While the concept of formative contexts can be criticized from a number of angles, my criticism is that Unger's concept of formative contexts rests on an inadequate or implausible microsociological theory -- that is, a theory of the relations among individuals within a society. My central thesis is that Unger's microsociological theory cannot support his program because it causes him to underestimate the immutability of formative contexts. In making this argument, I elaborate Unger's idea of formative contexts first by tracing the problem it is designed to solve, and then by illuminating the microsociological theory that animates it. Finally, I suggest an alternative microsociological theory and use it to draw some conclusions both for the overall prospects of Unger's program and for law.


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